Securities and Financial Services

Protecting Against Elder Investment Fraud and Exploitation

Protecting Against Elder Investment Fraud and Exploitation

Peter J. Tepley Rebecca A. Beers

In this episode of Legally Qualified, RumbergerKirk attorneys Pete Tepley and Rebecca Beers talk with Joe Borg, Director of the Alabama Securities Commission about issues related to both aging investors and securities professionals, and what protections regulators and the industry have put in place nationally and in Alabama to safeguard against these risks. 

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